Search for: "SAFE N SEC CORPORATION, a California corporation"
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21 Mar 2023, 9:05 pm
Aobdia, Daniel, Judson Caskey, and N. [read post]
1 Feb 2023, 9:01 pm
Many would say, in fact, that large private issuers are backed by the most sophisticated investors in the world and don’t need the SEC to impose disclosure or corporate governance protections. [read post]
11 Dec 2020, 6:01 am
Karpf, and Leslie N. [read post]
16 Feb 2021, 2:23 pm
Three California state courts enforced federal forum provisions for Delaware companies in Wong v. [read post]
22 Jan 2024, 9:01 pm
And since we are in San Diego and I am a former California state securities regulator, let me throw in one more — Regulation CE, a Commission exemption for transactions exempt from qualification under Section 25102(n) of the California Corporations Code.[9] Each exemption differs on particular factors, such as whether general solicitation is permitted, the types of issuers that can use the exemption, the types of investors that can purchase under the… [read post]
19 Apr 2024, 9:27 am
Additionally, we’re pleased to welcome Afruz Sayah as an Associate and Stephanie Cepeda as a Paralegal for the Corporate and Transactional practice group. [read post]
27 Mar 2023, 9:01 pm
In particular, the Second Circuit in SEC v. [read post]
24 Aug 2022, 5:01 am
The cybersecurity provisions of the privacy bill cover vastly more entities than are monitored by the financial services regulators or examined by the SEC. [read post]
30 Jan 2008, 7:35 am
Grenier, No. 06-4473 I"n a criminal case involving alleged securities fraud, dismissal of defendants' indictment on statute of limitations grounds is affirmed where: 1) the mailing and faxing of false statements to the SEC did not constitute two distinct crimes; and 2) for purposes of 18 U.S.C. section 1001, the date defendants' mailed submission was received by the SEC was irrelevant". [read post]
29 Dec 2020, 4:00 pm
Click here to view as a PDF. [read post]
27 Aug 2023, 3:56 pm
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
29 Jul 2022, 4:00 am
California – California to Allow Cryptocurrency Campaign Donations MSN – Associated Press | Published: 7/21/2022 The California Fair Political Practices Commission approved new rules allowing campaign donations of digital currencies such as bitcoin. [read post]
14 Feb 2009, 11:56 am
This post is by my colleagues Gail Lees, Andrew Tulumello, Chip Nierlich, Mark Whitburn and Chris Chorba. [read post]
2 Oct 2019, 10:21 am
The Supreme Court has agreed to hear the following cases for the upcoming term. [read post]
